Jim Moody is a Director at Upwelling Capital Group LLC.
Prior to joining the firm, Jim spent almost ten years in the financial services and insurance industry. Six of those years were spent as a Financial Advisor for Lincoln Financial Group, where he specialized in retirement planning for employees of hospitals, non-profit organizations, and local governments. Mr. Moody holds Series 7 and 66 FINRA securities licenses and is a registered representative of Bridge Capital Associates. He received a BS in Financial Economics from the University of Redlands and his MBA from the Graduate School of Management at the University of California, Davis.