Jim Moody is a Senior Associate with Upwelling Capital Group LLC.
Prior to joining the firm, Jim spent almost ten years in the financial services and insurance industry. Six of those years were spent as a Financial Advisor for Lincoln Financial Group, where he specialized in retirement planning for employees of hospitals, non-profit organizations, and local governments. Mr. Moody holds Series 7 and 66 FINRA securities licenses and is a registered representative of Bridge Capital Associates. He received a BS in Financial Economics from the University of Redlands and his MBA from the Graduate School of Management at the University of California, Davis.